Filed January 10, 2017
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES FINANCIAL SERVICES AD Service code 27 · EIN 59-2937883 | Advisory (Plan) | $32,068 |
Filed as: MASSACHUSETTS MUTUAL LIFE INS CO Service code 49 · EIN 04-1590850 | Other Services | $7,270 |
AMERICAN FUNDS1 year Service code 52 | Indirect Investment Fees | $0 |
INVESCO2 years Service code 63 | 12b-1 Fees | $0 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: JP MORGAN Service code 63 | 12b-1 Fees | $0 |
Filed as: MASSACHUSETTS MUTUAL LIFE INS. Service code 63 | 12b-1 Fees | $0 |
NORTHERN FUNDS2 years Service code 63 | 12b-1 Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $120,890 | $46,722+158.7% | $130,660-7.5% | $65,185+85.5% |
| Participation rate | 79.0% | 60.9%+18.1pp | 71.7%+7.3pp | 70.2%+8.8pp |
| Annual return | 17.91% | 24.17%-6.3pp | 1709.29%-1691.4pp | 29.38%-11.5pp |
| Employer contribution / active EE | $4,403 | $1,488+196.0% | $4,092+7.6% | $2,177+102.3% |
| Participant deferral / active EE | $5,059 | $2,545+98.7% | $3,603+40.4% | $3,514+44.0% |
| Admin fee / account holder | $72 | $453-84.1% | $5,463-98.7% | $847-91.5% |