Filed December 19, 2019
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY9+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $744,373 |
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY, ADVISORY FEE BILLIN Service code 28 · EIN 26-4310632 | Investment Management | $99,079 |
PKF O'CONNOR DAVIES, LLP2 years Service code 16 · EIN 02-7172894 | Consulting | $27,500 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,937 | $122,128-72.2% | $147,080-76.9% | $199,960-83.0% |
| Participation rate | 97.5% | 78.2%+19.3pp | 82.2%+15.3pp | 72.0%+25.5pp |
| Annual return | 9.20% | 30.58%-21.4pp | 420.17%-411.0pp | 34.28%-25.1pp |
| Employer contribution / active EE | $1,220 | $4,093-70.2% | $4,933-75.3% | $3,036-59.8% |
| Participant deferral / active EE | $4,404 | $8,484-48.1% | $8,066-45.4% | $5,087-13.4% |
| Admin fee / account holder | $120 | $180-32.9% | $12,989-99.1% | $269-55.3% |