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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $85,670 |
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 15 · EIN 26-0058143 | Recordkeeping | $66,473 |
ADP BROKER-DEALER3+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,917 | $155,795-55.8% | $136,297-49.4% | $69,631-1.0% |
| Participation rate | 89.7% | 75.2%+14.4pp | 81.9%+7.7pp | 70.7%+19.0pp |
| Annual return | -0.03% | 232464.33%-232464.4pp | 5156.19%-5156.2pp | 27571.02%-27571.1pp |
| Employer contribution / active EE | $3,539 | $2,991+18.3% | $4,696-24.6% | $2,032+74.1% |
| Participant deferral / active EE | $12,757 | $5,394+136.5% | $6,247+104.2% | $3,224+295.7% |
| Admin fee / account holder | $168 | $128+31.1% | $9,244-98.2% | $110+52.2% |