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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $103,993 |
Service code 15 · EIN 23-3038134 | Recordkeeping | $19,026 |
Filed as: CAPFINANCIAL PARTNERS, LLC Service code 15 · EIN 26-0058143 | Recordkeeping | $19,000 |
ADP BROKER-DEALER2+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,406 | $80,177-30.9% | $123,894-55.3% | $57,658-3.9% |
| Participation rate | 93.8% | 74.4%+19.4pp | 81.4%+12.4pp | 70.2%+23.6pp |
| Annual return | 16.82% | 17.90%-1.1pp | 47.52%-30.7pp | 5.13%+11.7pp |
| Employer contribution / active EE | $3,010 | $2,913+3.3% | $4,617-34.8% | $1,974+52.5% |
| Participant deferral / active EE | $11,016 | $5,130+114.7% | $5,984+84.1% | $3,061+259.9% |
| Admin fee / account holder | $126 | $106+18.2% | $8,357-98.5% | $95+33.0% |