Filed July 29, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 27 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $18,897 |
NOVA 401(K) ASSOCIATES2 years Service code 13 | Contract Administrator | $14,449 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $10,210 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $172,106 | $73,638+133.7% | $95,952+79.4% | $73,488+134.2% |
| Participation rate | 87.9% | 76.2%+11.8pp | 77.1%+10.8pp | 70.7%+17.2pp |
| Annual return | 14.27% | 16.78%-2.5pp | 91.61%-77.3pp | 28.51%-14.2pp |
| Employer contribution / active EE | $3,658 | $1,863+96.3% | $2,541+44.0% | $2,270+61.2% |
| Participant deferral / active EE | $5,858 | $3,617+62.0% | $4,167+40.6% | $3,740+56.7% |
| Admin fee / account holder | $445 | $482-7.6% | $6,795-93.4% | $513-13.2% |