Filed July 29, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 27 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $17,444 |
NOVA 401(K) ASSOCIATES1 year Service code 13 | Contract Administrator | $10,267 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $8,260 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,662 | $65,376+58.6% | $87,100+19.0% | $65,185+59.0% |
| Participation rate | 88.2% | 75.3%+12.8pp | 76.9%+11.3pp | 70.2%+18.0pp |
| Annual return | 27.21% | 31.27%-4.1pp | 28.19%-1.0pp | 29.38%-2.2pp |
| Employer contribution / active EE | $4,523 | $1,822+148.2% | $2,521+79.4% | $2,177+107.8% |
| Participant deferral / active EE | $6,703 | $3,388+97.8% | $4,049+65.6% | $3,514+90.8% |
| Admin fee / account holder | $117 | $520-77.5% | $7,497-98.4% | $847-86.2% |