Filed December 12, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC11+ years Filed as: UBS FINANCIAL SERVICES, INC Service code 27 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Advisory (Plan) | $39,977 |
ASCENSUS LLC8 years Service code 15 · EIN 11-3665754 | Recordkeeping | $9,039 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $126,886 | $84,556+50.1% | $116,228+9.2% | $74,304+70.8% |
| Participation rate | 74.4% | 66.0%+8.4pp | 74.6%-0.1pp | 60.3%+14.1pp |
| Annual return | 14.21% | 18.35%-4.1pp | 90.06%-75.8pp | 29.43%-15.2pp |
| Employer contribution / active EE | $1,433 | $2,168-33.9% | $2,994-52.2% | $2,241-36.1% |
| Participant deferral / active EE | $4,622 | $3,814+21.2% | $4,953-6.7% | $3,767+22.7% |
| Admin fee / account holder | $335 | $3,792-91.2% | $11,989-97.2% | $2,969-88.7% |