Filed December 12, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6+ years Filed as: UBS FINANCIAL SERVICES, INC Service code 27 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Advisory (Plan) | $21,124 |
ASCENSUS LLC3 years Service code 15 · EIN 11-3665754 | Recordkeeping | $1,710 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,447 | $70,908+33.2% | $98,907-4.5% | $73,488+28.5% |
| Participation rate | 64.2% | 73.8%-9.6pp | 76.0%-11.9pp | 70.7%-6.5pp |
| Annual return | 20.83% | 34.17%-13.3pp | 196.43%-175.6pp | 28.51%-7.7pp |
| Employer contribution / active EE | $1,353 | $2,036-33.6% | $2,689-49.7% | $2,270-40.4% |
| Participant deferral / active EE | $4,096 | $3,500+17.0% | $4,244-3.5% | $3,740+9.5% |
| Admin fee / account holder | $193 | $535-64.0% | $6,642-97.1% | $513-62.5% |