Filed December 12, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC9+ years Filed as: UBS FINANCIAL SERVICES, INC Service code 27 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Advisory (Plan) | $28,219 |
ASCENSUS LLC6 years Service code 15 · EIN 11-3665754 | Recordkeeping | $658 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $102,764 | $71,516+43.7% | $98,439+4.4% | $71,457+43.8% |
| Participation rate | 69.4% | 72.7%-3.3pp | 75.2%-5.8pp | 67.9%+1.4pp |
| Annual return | 21.19% | 32.41%-11.2pp | 21.16%0pp | 28.85%-7.7pp |
| Employer contribution / active EE | $1,762 | $2,399-26.5% | $3,048-42.2% | $2,588-31.9% |
| Participant deferral / active EE | $4,221 | $4,109+2.7% | $4,738-10.9% | $4,289-1.6% |
| Admin fee / account holder | $229 | $1,675-86.3% | $8,948-97.4% | $1,587-85.6% |