Filed December 12, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC10+ years Filed as: UBS FINANCIAL SERVICES, INC Service code 27 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Advisory (Plan) | $35,438 |
ASCENSUS LLC7 years Service code 15 · EIN 11-3665754 | Recordkeeping | $4,423 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $114,547 | $78,607+45.7% | $105,624+8.4% | $74,478+53.8% |
| Participation rate | 71.9% | 72.8%-0.9pp | 75.3%-3.4pp | 67.2%+4.7pp |
| Annual return | 16.71% | 15.96%+0.7pp | 116.20%-99.5pp | 1370.56%-1353.9pp |
| Employer contribution / active EE | $1,952 | $2,523-22.6% | $3,168-38.4% | $2,626-25.7% |
| Participant deferral / active EE | $4,603 | $4,325+6.4% | $5,013-8.2% | $4,350+5.8% |
| Admin fee / account holder | $297 | $2,220-86.6% | $10,961-97.3% | $1,946-84.7% |