Filed May 6, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC9+ years Service code 27 · EIN 26-0058143 | Advisory (Plan) | $91,011 |
TIAA8 years Service code 15 · EIN 13-1624203 | Recordkeeping | $64,515 |
STRATEGIC ADVISORS, INC.9+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $45,561 |
Filed as: FIDELITY INV INST OPS CO. LLC Service code 50 · EIN 04-2647786 | Direct Payment | $3,800 |
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $500 |
Filed as: FIDELITY INV. INS. OPS. CO. INC. Service code 60 | Sub-TA Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $373,569 | $105,179+255.2% | $64,056+483.2% | $80,160+366.0% |
| Participation rate | 67.5% | 73.5%-6.0pp | 72.3%-4.8pp | 72.9%-5.4pp |
| Annual return | 14.22% | 20.34%-6.1pp | 33.69%-19.5pp | 40.38%-26.2pp |
| Employer contribution / active EE | $6,751 | $3,311+103.9% | $2,747+145.8% | $2,978+126.7% |
| Participant deferral / active EE | $7,410 | $4,020+84.3% | $3,880+91.0% | $5,017+47.7% |
| Admin fee / account holder | $66 | $113-41.8% | $3,068-97.8% | $145-54.5% |