Filed May 6, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.8+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $50,613 |
CAPFINANCIAL PARTNERS LLC8+ years Filed as: CAPTRUST FINANCIAL ADVISORS Service code 27 · EIN 26-0058143 | Advisory (Plan) | $42,405 |
TIAA7 years Service code 15 · EIN 13-1624203 | Recordkeeping | $1,125 |
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $615 |
Filed as: FIDELITY INV INST OPS CO. LLC Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $0 |
Filed as: FIDELITY INV. INS. OPS. CO. INC. Service code 60 | Sub-TA Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $327,550 | $98,780+231.6% | $60,874+438.1% | $77,904+320.5% |
| Participation rate | 57.4% | 76.7%-19.3pp | 73.1%-15.7pp | 73.7%-16.3pp |
| Annual return | -10.45% | -11.56%+1.1pp | 16.90%-27.3pp | 12.21%-22.7pp |
| Employer contribution / active EE | $6,480 | $3,605+79.8% | $2,701+139.9% | $2,848+127.6% |
| Participant deferral / active EE | $7,078 | $4,200+68.5% | $3,817+85.5% | $4,806+47.3% |
| Admin fee / account holder | $24 | $89-73.1% | $3,224-99.3% | $133-82.0% |