Filed September 10, 2021 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY6+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $27,466 |
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $22,141 |
ADP BROKER-DEALER6+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,953 | $136,307-40.6% | $177,848-54.5% | $73,497+10.1% |
| Participation rate | 99.2% | 86.1%+13.1pp | 87.7%+11.4pp | 70.7%+28.5pp |
| Annual return | 15.56% | 18.68%-3.1pp | 48.33%-32.8pp | 28.51%-12.9pp |
| Employer contribution / active EE | $3,760 | $3,712+1.3% | $5,919-36.5% | $2,270+65.6% |
| Participant deferral / active EE | $4,744 | $5,829-18.6% | $7,714-38.5% | $3,740+26.9% |
| Admin fee / account holder | $337 | $596-43.3% | $12,431-97.3% | $513-34.2% |