Filed September 10, 2021 (most recent of 3 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $24,241 |
ADP BROKER-DEALER4+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $17,224 |
ADP BROKER-DEALER4+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,691 | $79,523-26.2% | $140,019-58.1% | $56,289+4.3% |
| Participation rate | 100.0% | 85.7%+14.3pp | 87.5%+12.5pp | 69.9%+30.1pp |
| Annual return | -6.31% | 2.39%-8.7pp | 651.17%-657.5pp | -9.96%+3.6pp |
| Employer contribution / active EE | $3,448 | $3,350+2.9% | $5,605-38.5% | $2,111+63.3% |
| Participant deferral / active EE | $3,882 | $5,129-24.3% | $6,927-44.0% | $3,350+15.9% |
| Admin fee / account holder | $284 | $614-53.8% | $10,705-97.3% | $521-45.5% |