Filed September 10, 2021 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Service code 15 · EIN 20-8764829 | Recordkeeping | $39,752 |
ADP BROKER-DEALER6 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $4,791 |
ADP BROKER-DEALER11+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $101,889 | $128,603-20.8% | $197,124-48.3% | $67,986+49.9% |
| Participation rate | 95.1% | 81.7%+13.4pp | 86.7%+8.4pp | 57.2%+37.9pp |
| Annual return | 14.92% | 23.77%-8.9pp | 44.34%-29.4pp | 31.67%-16.7pp |
| Employer contribution / active EE | $1,718 | $4,379-60.8% | $6,227-72.4% | $2,019-14.9% |
| Participant deferral / active EE | $6,657 | $6,840-2.7% | $9,135-27.1% | $3,358+98.3% |
| Admin fee / account holder | $278 | $3,035-90.8% | $16,298-98.3% | $3,203-91.3% |