Filed June 5, 2014 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 04-1590850 | Recordkeeping | $318,119 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY WEALTH MGMT Service code 27 · EIN 20-8764829 | Advisory (Plan) | $58,000 |
BLUE CROSS & BLUE SHIELD OF RI5+ years Service code 27 | Advisory (Plan) | $50,000 |
CITRIN COOPERMAN3 years Filed as: CITRIN COOPERMAN & COMPANY LLP Service code 10 · EIN 22-2428965 | Accounting | $27,800 |
MERCER1 year Filed as: PAVILION ADVISORY GROUP INC. Service code 27 · EIN 04-3831795 | Advisory (Plan) | $25,000 |
AMERICAN REALTY ADVISORS3 years Filed as: AMERICAN BEACON Service code 52 · EIN 75-2401150 | Indirect Investment Fees | $0 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
Filed as: FIDELITY INVESTMENTS Service code 52 · EIN 04-3365630 | Indirect Investment Fees | $0 |
T ROWE PRICE RPS INC3 years Filed as: T. ROWE PRICE Service code 52 · EIN 52-1805594 | Indirect Investment Fees | $0 |
THE VANGUARD GROUP, INC.3 years Filed as: VANGUARD Service code 52 · EIN 23-1999755 | Indirect Investment Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $165,055 | $88,515+86.5% | $162,185+1.8% | $67,584+144.2% |
| Participation rate | 98.7% | 86.8%+11.9pp | 87.6%+11.2pp | 71.3%+27.4pp |
| Annual return | 16.24% | 27.04%-10.8pp | 115.61%-99.4pp | 378.59%-362.4pp |
| Employer contribution / active EE | $5,166 | $3,563+45.0% | $5,613-8.0% | $2,148+140.5% |
| Participant deferral / active EE | $8,920 | $5,724+55.8% | $7,297+22.2% | $3,540+152.0% |
| Admin fee / account holder | $226 | $124+82.4% | $10,844-97.9% | $142+58.6% |