Filed June 5, 2014 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 27 · EIN 20-8764829 | Advisory (Plan) | $61,471 |
BLUE CROSS & BLUE SHIELD OF RI1+ years Service code 27 · EIN 05-0158952 | Advisory (Plan) | $55,023 |
LGCD1+ years Filed as: LGCD LLP Service code 10 · EIN 45-3994797 | Accounting | $24,915 |
Service code 38 · EIN 04-1590850 | Participant Communication | $11,848 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $55 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $114,734 | $68,413+67.7% | $123,105-6.8% | $55,191+107.9% |
| Participation rate | 99.1% | 84.5%+14.6pp | 86.8%+12.3pp | 69.2%+29.9pp |
| Annual return | 17.58% | 6.30%+11.3pp | 13.22%+4.4pp | 10.78%+6.8pp |
| Employer contribution / active EE | $6,588 | $3,050+116.0% | $5,151+27.9% | $1,899+247.0% |
| Participant deferral / active EE | $6,553 | $4,490+45.9% | $6,229+5.2% | $3,046+115.1% |
| Admin fee / account holder | $6 | $88-93.6% | $9,014-99.9% | $91-93.9% |