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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Service code 55 · EIN 26-4310632 | Other Commissions | $16,618 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $253 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $163,936 | $84,236+94.6% | $170,435-3.8% | $70,126+133.8% |
| Participation rate | 83.5% | 70.8%+12.7pp | 83.6%-0.1pp | 69.5%+14.0pp |
| Annual return | 18.03% | 23.06%-5.0pp | 205.94%-187.9pp | 73.15%-55.1pp |
| Employer contribution / active EE | $1,910 | $3,387-43.6% | $5,432-64.8% | $2,343-18.4% |
| Participant deferral / active EE | $5,036 | $3,086+63.2% | $4,939+1.9% | $3,332+51.1% |
| Admin fee / account holder | $2 | $5,698-100.0% | $13,881-100.0% | $4,645-100.0% |