Filed July 9, 2020
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| Provider | Service type | Compensation |
|---|---|---|
Service code 49 · EIN 04-1590850 | Other Services | $44,611 |
Service code 27 · EIN 04-2675571 | Advisory (Plan) | $19,820 |
AB FUNDS1 year Service code 52 · EIN 13-4071393 | Indirect Investment Fees | $0 |
AMERICAN FUNDS1 year Service code 52 · EIN 95-6006886 | Indirect Investment Fees | $0 |
FRANKLIN TEMPLETON1 year Service code 52 · EIN 13-2573775 | Indirect Investment Fees | $0 |
JANUS HENDERSON1 year Service code 52 · EIN 84-0592523 | Indirect Investment Fees | $0 |
Filed as: JP MORGAN Service code 52 · EIN 33-1043149 | Indirect Investment Fees | $0 |
LEGG MASON1 year Service code 52 · EIN 95-2705767 | Indirect Investment Fees | $0 |
Service code 52 · EIN 04-3158862 | Indirect Investment Fees | $0 |
PGIM INVESTMENTS1 year Service code 52 · EIN 13-2974999 | Indirect Investment Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,399 | $73,102-22.8% | $123,552-54.4% | $56,287+0.2% |
| Participation rate | 97.2% | 74.3%+22.9pp | 82.3%+14.9pp | 69.9%+27.4pp |
| Annual return | -1.55% | 3.01%-4.6pp | 119.20%-120.8pp | -9.96%+8.4pp |
| Employer contribution / active EE | $2,145 | $2,977-27.9% | $4,628-53.7% | $2,111+1.6% |
| Participant deferral / active EE | $7,052 | $5,423+30.0% | $6,426+9.7% | $3,350+110.5% |
| Admin fee / account holder | $390 | $554-29.5% | $9,285-95.8% | $521-25.0% |