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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER2+ years Service code 49 · EIN 22-3319984 | Other Services | $52,403 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $37,500 |
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $4,900 |
DEAM DISTRIBUTORS, INC.1 year Filed as: DEAM TRUST COMPANY Service code 99 | Other Fees | $1,750 |
DEAM DISTRIBUTORS, INC.1 year Service code 63 · EIN 36-3976708 | 12b-1 Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,892 | $80,177-39.0% | $123,894-60.5% | $57,658-15.2% |
| Participation rate | 92.7% | 74.4%+18.2pp | 81.4%+11.2pp | 70.2%+22.4pp |
| Annual return | 9.66% | 17.90%-8.2pp | 47.52%-37.9pp | 5.13%+4.5pp |
| Employer contribution / active EE | $1,767 | $2,913-39.3% | $4,617-61.7% | $1,974-10.5% |
| Participant deferral / active EE | $6,528 | $5,130+27.3% | $5,984+9.1% | $3,061+113.3% |
| Admin fee / account holder | $72 | $106-32.6% | $8,357-99.1% | $95-24.2% |