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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1+ years Service code 49 · EIN 22-3319984 | Other Services | $51,203 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $25,000 |
ADP BROKER-DEALER1+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $5,245 |
DEAWM TRUST COMPANY1+ years Service code 99 | Other Fees | $1,750 |
DEAM DISTRIBUTORS, INC.1+ years Filed as: DEAWM DISTRIBUTORS, INC. Service code 63 · EIN 36-3976708 | 12b-1 Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,807 | $88,324-50.4% | $115,038-61.9% | $55,191-20.6% |
| Participation rate | 94.0% | 72.5%+21.5pp | 81.4%+12.6pp | 69.2%+24.8pp |
| Annual return | -0.28% | 6.30%-6.6pp | 26.14%-26.4pp | 10.78%-11.1pp |
| Employer contribution / active EE | $1,526 | $2,805-45.6% | $4,608-66.9% | $1,899-19.6% |
| Participant deferral / active EE | $5,997 | $5,042+18.9% | $6,026-0.5% | $3,046+96.9% |
| Admin fee / account holder | $73 | $105-30.8% | $8,175-99.1% | $91-19.7% |