Filed December 2, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY HOLDING Service code 27 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Advisory (Plan) | $27,437 |
Filed as: PUTNAM INVESTMENTS Service code 15 ONE POST OFFICE SQUARE · BOSTON, MA 02109 | Recordkeeping | $18,888 |
Service code 13 88 BOYD AVE · EAST PROVIDENCE, RI 02914 | Contract Administrator | $5,912 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,417 | $63,924-5.5% | $108,582-44.4% | $55,167+9.5% |
| Participation rate | 98.9% | 74.3%+24.5pp | 79.6%+19.3pp | 69.0%+29.9pp |
| Annual return | 7.96% | 15.31%-7.3pp | -51.70%+59.7pp | 169.23%-161.3pp |
| Employer contribution / active EE | $2,070 | $1,879+10.2% | $3,758-44.9% | $1,963+5.5% |
| Participant deferral / active EE | $5,246 | $3,067+71.1% | $4,311+21.7% | $3,054+71.8% |
| Admin fee / account holder | $51 | $618-91.8% | $7,645-99.3% | $504-89.9% |