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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $63,390 |
LPL FINANCIAL2 years Filed as: LION STREET FINANCIAL LLC Service code 27 · EIN 80-0946231 | Advisory (Plan) | $25,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $18,455 | $45,382-59.3% | $154,111-88.0% | $75,289-75.5% |
| Participation rate | 58.3% | 65.9%-7.6pp | 83.0%-24.7pp | 72.4%-14.1pp |
| Annual return | -4.28% | -0.47%-3.8pp | 735.18%-739.5pp | -0.04%-4.2pp |
| Employer contribution / active EE | $517 | $1,533-66.3% | $5,298-90.2% | $2,405-78.5% |
| Participant deferral / active EE | $997 | $2,384-58.2% | $5,081-80.4% | $3,739-73.3% |
| Admin fee / account holder | $104 | $89+17.0% | $13,411-99.2% | $102+2.1% |