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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC3 years Filed as: CAPTRUST FINANCIAL PARTNERS Service code 27 · EIN 26-0058143 | Advisory (Plan) | $336,200 |
Filed as: JOHN HANCOCK RETIREMENT PLAN SRVS Service code 15 · EIN 01-0233346 | Recordkeeping | $282,530 |
PRICEWATERHOUSECOOPERS LLP4+ years Service code 10 · EIN 13-4008324 | Accounting | $41,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $228,741 | $88,874+157.4% | $123,553+85.1% | $75,289+203.8% |
| Participation rate | 96.6% | 75.9%+20.7pp | 82.3%+14.3pp | 72.4%+24.2pp |
| Annual return | -6.59% | 4.22%-10.8pp | 119.21%-125.8pp | -0.04%-6.5pp |
| Employer contribution / active EE | $9,910 | $3,256+204.4% | $4,628+114.1% | $2,405+312.1% |
| Participant deferral / active EE | $12,739 | $6,174+106.3% | $6,426+98.2% | $3,739+240.7% |
| Admin fee / account holder | $212 | $95+124.4% | $9,284-97.7% | $102+107.4% |