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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY HOLDING Service code 27 1 NEW YORK PLAZA, 12TH FLOOR · NEW YORK, NY 10004 | Advisory (Plan) | $31,961 |
Filed as: PUTNAM INVESTMENTS Service code 15 ONE POST OFFICE SQUARE · BOSTON, MA 02109 | Recordkeeping | $14,380 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,684 | $50,385+50.2% | $75,501+0.2% | $62,293+21.5% |
| Participation rate | 99.4% | 67.7%+31.6pp | 72.4%+27.0pp | 69.5%+29.8pp |
| Annual return | 17.93% | 19.90%-2.0pp | 27.35%-9.4pp | 28.90%-11.0pp |
| Employer contribution / active EE | $3,433 | $1,537+123.3% | $2,352+46.0% | $2,042+68.1% |
| Participant deferral / active EE | $3,628 | $2,445+48.4% | $3,142+15.5% | $3,169+14.5% |
| Admin fee / account holder | $73 | $384-80.9% | $5,801-98.7% | $479-84.7% |