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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY HOLDING Service code 27 1 NEW YORK PLAZA, 12TH FLOOR · NEW YORK, NY 10004 | Advisory (Plan) | $27,777 |
Filed as: PUTNAM INVESTMENTS Service code 15 ONE POST OFFICE SQUARE · BOSTON, MA 02109 | Recordkeeping | $13,421 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,393 | $46,072+31.1% | $69,779-13.5% | $55,167+9.5% |
| Participation rate | 98.8% | 67.5%+31.3pp | 71.8%+26.9pp | 69.0%+29.8pp |
| Annual return | 7.86% | 8.68%-0.8pp | 12.99%-5.1pp | 169.23%-161.4pp |
| Employer contribution / active EE | $3,047 | $1,500+103.1% | $2,338+30.3% | $1,963+55.3% |
| Participant deferral / active EE | $3,287 | $2,344+40.2% | $2,931+12.2% | $3,054+7.6% |
| Admin fee / account holder | $55 | $428-87.1% | $4,381-98.7% | $504-89.0% |