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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH - EPS Service code 26 · EIN 13-5674085 | Advisory (Participants) | $5,982 |
Filed as: MERRILL LYNCH - FAS Service code 26 · EIN 13-5674085 | Advisory (Participants) | $5,982 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $636 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,731 | $99,957-62.3% | $149,745-74.8% | $73,497-48.7% |
| Participation rate | 78.4% | 75.7%+2.7pp | 82.5%-4.1pp | 70.7%+7.7pp |
| Annual return | 30.01% | 53.87%-23.9pp | 276.72%-246.7pp | 28.51%+1.5pp |
| Employer contribution / active EE | $3,435 | $3,191+7.6% | $4,646-26.1% | $2,270+51.3% |
| Participant deferral / active EE | $6,805 | $6,073+12.1% | $6,843-0.6% | $3,740+82.0% |
| Admin fee / account holder | $273 | $551-50.3% | $9,312-97.1% | $513-46.7% |