Filed September 26, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: COMMONWEALTH EQUITY SERVICES INC DB Service code 27 29 SAWYER RD · WALTHAM, MA 024533483 | Advisory (Plan) | $15,955 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $9,084 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,643 | $28,416+106.4% | $73,545-20.3% | $69,631-15.8% |
| Participation rate | 21.4% | 38.3%-17.0pp | 54.9%-33.6pp | 70.7%-49.3pp |
| Annual return | 20.01% | -694.13%+714.1pp | -15.16%+35.2pp | 27571.02%-27551.0pp |
| Employer contribution / active EE | $141 | $430-67.3% | $1,219-88.5% | $2,032-93.1% |
| Participant deferral / active EE | $750 | $897-16.3% | $1,806-58.4% | $3,224-76.7% |
| Admin fee / account holder | $255 | $104+144.0% | $2,320-89.0% | $110+130.6% |