Filed September 26, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
COMMONWEALTH FINANCIAL NETWORK1+ years Service code 55 29 SAWYER RD · WALTHAM, MA 024533483 | Other Commissions | $15,011 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $3,167 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,229 | $22,714+94.7% | $59,496-25.7% | $55,191-19.9% |
| Participation rate | 24.7% | 37.5%-12.7pp | 54.6%-29.8pp | 69.2%-44.4pp |
| Annual return | 0.07% | -44.01%+44.1pp | 182.05%-182.0pp | 10.78%-10.7pp |
| Employer contribution / active EE | $171 | $418-59.1% | $1,153-85.2% | $1,899-91.0% |
| Participant deferral / active EE | $917 | $843+8.8% | $1,829-49.9% | $3,046-69.9% |
| Admin fee / account holder | $39 | $83-53.1% | $2,232-98.2% | $91-56.9% |