Filed September 29, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES, INC. Service code 16 · EIN 13-2638166 | Consulting | $45,000 |
VERRILL DANA LLP5+ years Filed as: VERRILL DANA Service code 29 · EIN 01-0176171 | Legal | $43,518 |
Service code 37 · EIN 04-2647786 | Loan Processing | $27,937 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,870 | $82,204+15.4% | $99,489-4.6% | $82,204+15.4% |
| Participation rate | 58.8% | 73.4%-14.6pp | 73.8%-15.0pp | 73.4%-14.6pp |
| Annual return | 24.67% | 26.31%-1.6pp | 30.72%-6.0pp | 26.31%-1.6pp |
| Employer contribution / active EE | $1,898 | $2,707-29.9% | $2,541-25.3% | $2,707-29.9% |
| Participant deferral / active EE | $2,217 | $4,246-47.8% | $3,619-38.8% | $4,246-47.8% |
| Admin fee / account holder | $21 | $76-72.3% | $6,254-99.7% | $76-72.3% |