Filed September 29, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVIC Service code 16 · EIN 13-2638166 | Consulting | $45,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | $24,080 |
VERRILL DANA LLP4+ years Filed as: VERRILL DANA Service code 29 · EIN 01-0176171 | Legal | $23,775 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,447 | $68,904+19.7% | $90,657-9.1% | $68,904+19.7% |
| Participation rate | 52.4% | 74.1%-21.7pp | 74.0%-21.6pp | 74.1%-21.7pp |
| Annual return | -3.09% | 1.07%-4.2pp | 1.89%-5.0pp | 1.07%-4.2pp |
| Employer contribution / active EE | $2,299 | $2,540-9.5% | $2,532-9.2% | $2,540-9.5% |
| Participant deferral / active EE | $2,142 | $4,015-46.7% | $3,424-37.5% | $4,015-46.7% |
| Admin fee / account holder | $18 | $71-75.1% | $4,994-99.6% | $71-75.1% |