PlanOptica
Retirement plan

STANFORD HEALTH CARE RETIREMENT SAVINGS PLAN

STANFORD HEALTH CAREEIN 94-6174066Plan #002PY 2018
Sign in to saveView 5500 PDF
300 PASTEUR DRIVE, MC 5513 - STANFORD, CA 943055513650-498-5349LinkedIn51-200 employeesmedical practice
Other plans on this EIN
3 filings
#006Retirement-$167.8M assets#004Retirement-$47.6M assets#001Retirement-$9.2M assets
Prospect flagsLow returnsFailed to transmit contributionsCorrective distributions

Filing contacts

From the Form 5500, federal record
Plan sponsor signer
JOHN LIM
Signed 08/26/2019
(650) 498-5349
Plan administrator signer
MARGARET WILSON
Signed 08/26/2019
How to read this page

Summary metrics

Total assets (EOY)
$2848.7M
-11.0% from 2016
Total participants
25,885
-7.1% from 2016
Average account balance
$114,918
-1.5% from 2016
Annual return
-5.54%
-7.81 pp from 2016

Benchmarks

See 224 peers
Peer group
Industry62 - Health Care and Social Assistance
Plan typeDefined contribution
Participants>=10,000
Cohort224 peers
Snapshot2018
Participant deferral / active EE
$9,154
median $3,263
Employer contribution / active EE
$8,640
median $1,456
Participation rate
93.0%
median 81.9%
Avg account balance
$114,918
median $42,754
Admin fee / account holder
$49
median $39
Annual return
-5.54%
median -4.42%
Overall peer rank
67th percentileavg across 6 metrics

Analytics

2015 - 2024
Total assets (EOY)
Plan-year ending balance
$6.93B
Average account balance
Total assets / participants with a balance (line 6g)
$182K
Participants with account balance
Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.
38,126
Eligible Participants and Participation
Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.
95.5%
Contributions (total)
Employer and participant dollars contributed each year
$638.08M
Contributions per participant
Average employer and participant contribution per enrolled participant
$25K
Asset flow
BOY + contributions + return - distributions = EOY
Year
Annual return
Diverging bars; negative years highlighted
+15.03%
Admin fee / account holder
Total admin expenses / participants with a balance (line 6g)
$49
Asset composition
Cash / stocks / bonds / mutual funds / real estate / loans over time
  • Mutual / pooled
  • Stocks
  • Bonds
  • Cash
  • Real estate
  • Loans

Service providers

Top 10 of 14 by compensation
ProviderService typeCompensation
TRANSAMERICA RETIREMENT SOLUTIONS4+ years
Service code 12 · EIN 13-3689044
Shareholder servicing fees; Float rev...
$878,014
FIDELITY INSTITUTIONAL OPERATIONS C1 year
Service code 37 · EIN 04-2647786
Loan Processing
$327,231
CROWN CAPITAL SECURITIES LP2 years
Service code 27 · EIN 33-0837984
Advisory (Plan)
$14,036
SIGNATURE INVESTMENT ADVISORS4+ years
Service code 27 · EIN 45-3791510
Advisory (Plan)
$13,383
TIAA - TEACHERS INSURANCE AND ANUIT4+ years
Service code 64 · EIN 13-1624203
Recordkeeping Fees
$10,010
CHARLES SCHWAB & CO., INC.1 year
Service code 33 · EIN 94-1737782
Securities brokerage; Securities brok...
$7,649
SUMMIT GLOBAL INVESTMENTS LLC3 years
Service code 27 · EIN 27-3616371
Advisory (Plan)
$6,263
CAPITAL ADVANTAGE INC3 years
Service code 27 · EIN 94-3307876
Advisory (Plan)
$1,598
MOSAIC FINANCIAL PARTNERS INC1 year
Service code 27 · EIN 94-3106268
Advisory (Plan)
$1,096
PILLAR PACIFIC CAPITAL MANAGEMENT2 years
Service code 27 · EIN 94-3325356
Advisory (Plan)
$159

Top hat statement on fileNQDC

Filed April 25, 2011 (most recent of 2 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

Open the filing PDF

Plan features & details

Pension benefit codes2F2L2M2R2T2G3F3H
Plan features
  • 2F
    ERISA section 404(c) plan
    This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
  • 2G
    Total participant-directed account plan
    Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • 2L
    Code section 403(b)(1) arrangement
    Plan uses a Code section 403(b)(1) annuity contract as a funding vehicle.
  • 2M
    Code section 403(b)(7) accounts
    Plan uses Code section 403(b)(7) custodial accounts as a funding vehicle.
  • 2R
    Participant-directed brokerage accounts
    Participant-directed brokerage accounts provided as an investment option under the plan.
  • 2T
    Default investment account
    Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
  • 3F
    Leased employees
    Plan sponsor(s) received services of leased employees as defined in Code section 414(n) during the plan year.
  • 3H
    Controlled group member
    Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

3 tripped
  • OpportunityLow returns

    Annual investment return is in the bottom quintile of the peer cohort.

  • ComplianceFailed to transmit contributions

    Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

  • ComplianceCorrective distributions

    Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II
Admin total
$1.2M
$77 / participant
  • Contract admin$1M99.4%
  • Other / not subdivided$8K0.6%
% of EOY assets
0.043%
all-in expense ratio
Categories reported
1 / 9
subdivided buckets used

Audit opinion

Schedule H Part III
Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm
MOSS ADAMS
Auditor EIN
910189318
Audit fees
(not subdivided)
Opinion code
Disclaimer