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Retirement plan

STANFORD HEALTH CARE RETIREMENT SAVINGS PLAN

STANFORD HEALTH CAREEIN 94-6174066Plan #002PY 2017
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300 PASTEUR DRIVE, MC 5513 - STANFORD, CA 943055513650-498-5349LinkedIn51-200 employeesmedical practice
Other plans on this EIN
3 filings
#006Retirement-$234.2M assets#004Retirement-$56.4M assets#001Retirement-$10.2M assets
Prospect flagsFailed to transmit contributions

Filing contacts

From the Form 5500, federal record
Plan sponsor signer
JOHN LIM
Signed 07/30/2018
(650) 498-5349
Plan administrator signer
MARGARET WILSON
Signed 07/30/2018
How to read this page

Summary metrics

Total assets (EOY)
$2908.2M
-11.0% from 2016
Total participants
25,759
-7.1% from 2016
Average account balance
$124,541
-1.5% from 2016
Annual return
17.03%
-7.81 pp from 2016

Benchmarks

See 207 peers
Peer group
Industry62 - Health Care and Social Assistance
Plan typeDefined contribution
Participants>=10,000
Cohort207 peers
Snapshot2017
Participant deferral / active EE
$8,022
median $3,033
Employer contribution / active EE
$7,688
median $1,293
Participation rate
85.3%
median 77.0%
Avg account balance
$124,541
median $47,645
Admin fee / account holder
$78
median $38
Annual return
17.03%
median 18.04%
Overall peer rank
63rd percentileavg across 6 metrics

Analytics

2015 - 2024
Total assets (EOY)
Plan-year ending balance
$6.93B
Average account balance
Total assets / participants with a balance (line 6g)
$182K
Participants with account balance
Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.
38,126
Eligible Participants and Participation
Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.
95.5%
Contributions (total)
Employer and participant dollars contributed each year
$638.08M
Contributions per participant
Average employer and participant contribution per enrolled participant
$25K
Asset flow
BOY + contributions + return - distributions = EOY
Year
Annual return
Diverging bars; negative years highlighted
+15.03%
Admin fee / account holder
Total admin expenses / participants with a balance (line 6g)
$49
Asset composition
Cash / stocks / bonds / mutual funds / real estate / loans over time
  • Mutual / pooled
  • Stocks
  • Bonds
  • Cash
  • Real estate
  • Loans

Service providers

Top 10 of 13 by compensation
ProviderService typeCompensation
TRANSAMERICA RETIREMENT SOLUTIONS3+ years
Service code 12 · EIN 13-3689044
Participant loan processing; Investme...
$1,264,462
MOSS ADAMS, LLP3+ years
Service code 10 · EIN 91-0189318
Accounting
$40,000
SIGNATURE INVESTMENT ADVISORS3+ years
Service code 27 · EIN 45-3791510
Advisory (Plan)
$25,178
SUMMIT GLOBAL INVESTMENTS LLC2 years
Service code 27 · EIN 27-3616371
Advisory (Plan)
$13,996
CHARLES SCHWAB & CO, INC.3+ years
Service code 33 · EIN 94-1737782
Securities brokerage commissions and ...
$10,221
CROWN CAPITAL SECURITIES LP1 year
Service code 27 · EIN 33-0837984
Advisory (Plan)
$9,320
TIAA - TEACHERS INSURANCE AND ANUIT3+ years
Service code 64 · EIN 13-1624203
Recordkeeping Fees
$8,541
QUEST SECURITIES INC3+ years
Service code 27 · EIN 94-2274244
Advisory (Plan)
$7,719
CAPITAL ADVANTAGE INC2 years
Service code 27 · EIN 94-3307876
Advisory (Plan)
$2,978
DESTINATION WEALTH MANAGEMENT3+ years
Service code 27 · EIN 56-2326959
Advisory (Plan)
$1,789

Top hat statement on fileNQDC

Filed April 25, 2011 (most recent of 2 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

Open the filing PDF

Plan features & details

Pension benefit codes2F2L2M2R2T2G3F3H
Plan features
  • 2F
    ERISA section 404(c) plan
    This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
  • 2G
    Total participant-directed account plan
    Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • 2L
    Code section 403(b)(1) arrangement
    Plan uses a Code section 403(b)(1) annuity contract as a funding vehicle.
  • 2M
    Code section 403(b)(7) accounts
    Plan uses Code section 403(b)(7) custodial accounts as a funding vehicle.
  • 2R
    Participant-directed brokerage accounts
    Participant-directed brokerage accounts provided as an investment option under the plan.
  • 2T
    Default investment account
    Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
  • 3F
    Leased employees
    Plan sponsor(s) received services of leased employees as defined in Code section 414(n) during the plan year.
  • 3H
    Controlled group member
    Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped
  • ComplianceFailed to transmit contributions

    Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II
Admin total
$1.8M
$111 / participant
  • Contract admin$2M97.7%
  • Other / not subdivided$42K2.3%
% of EOY assets
0.062%
all-in expense ratio
Categories reported
1 / 9
subdivided buckets used

Audit opinion

Schedule H Part III
Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm
MOSS ADAMS
Auditor EIN
910189318
Audit fees
(not subdivided)
Opinion code
Disclaimer