PlanOptica
Retirement plan

STANFORD HEALTH CARE RETIREMENT SAVINGS PLAN

STANFORD HEALTH CAREEIN 94-6174066Plan #002PY 2015
Sign in to saveView 5500 PDF
300 PASTEUR DRIVE, MC 5513 - STANFORD, CA 943055513650-498-5349LinkedIn51-200 employeesmedical practice
Other plans on this EIN
2 filings
#006Retirement-$179.7M assets#004Retirement-$55.7M assets
Prospect flagsLow returns

Filing contacts

From the Form 5500, federal record
Plan sponsor signer
SHIRLEY NAKAMURA
Signed 08/24/2016
(650) 498-5349
Plan administrator signer
SIMON JANG
Signed 08/24/2016
How to read this page

Summary metrics

Total assets (EOY)
$2124.1M
-11.0% from 2016
Total participants
22,994
-7.1% from 2016
Average account balance
$107,263
-1.5% from 2016
Annual return
0.04%
-7.81 pp from 2016

Benchmarks

See 182 peers
Peer group
Industry62 - Health Care and Social Assistance
Plan typeDefined contribution
Participants>=10,000
Cohort182 peers
Snapshot2015
Participant deferral / active EE
$6,727
median $2,716
Employer contribution / active EE
$6,270
median $1,045
Participation rate
78.1%
median 71.6%
Avg account balance
$107,263
median $41,617
Admin fee / account holder
$63
median $28
Annual return
0.04%
median 1.22%
Overall peer rank
61st percentileavg across 6 metrics

Analytics

2015 - 2024
Total assets (EOY)
Plan-year ending balance
$6.93B
Average account balance
Total assets / participants with a balance (line 6g)
$182K
Participants with account balance
Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.
38,126
Eligible Participants and Participation
Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.
95.5%
Contributions (total)
Employer and participant dollars contributed each year
$638.08M
Contributions per participant
Average employer and participant contribution per enrolled participant
$25K
Asset flow
BOY + contributions + return - distributions = EOY
Year
Annual return
Diverging bars; negative years highlighted
+15.03%
Admin fee / account holder
Total admin expenses / participants with a balance (line 6g)
$49
Asset composition
Cash / stocks / bonds / mutual funds / real estate / loans over time
  • Mutual / pooled
  • Stocks
  • Bonds
  • Cash
  • Real estate
  • Loans

Service providers

Top 9 by compensation
ProviderService typeCompensation
TRANSAMERICA RETIREMENT SOLUTIONS1+ years
Service code 12 · EIN 13-3689044
Participant loan processing; Float re...
$1,184,982
MOSS ADAMS, LLP1+ years
Service code 10 · EIN 91-0189318
Accounting
$44,085
CHARLES SCHWAB & CO, INC.1+ years
Service code 33 · EIN 94-1737782
Securities brokerage; Securities brok...
$17,629
SIGNATURE INVESTMENT ADVISORS1+ years
Service code 27 · EIN 45-3791510
Advisory (Plan)
$13,161
TIAA - TEACHERS INSURANCE AND ANUIT1+ years
Service code 64 · EIN 13-1624203
Recordkeeping Fees
$12,156
DESTINATION WEALTH MANAGEMENT1+ years
Service code 27 · EIN 56-2326959
Advisory (Plan)
$8,864
QUEST SECURITIES INC1+ years
Service code 27 · EIN 94-2274244
Advisory (Plan)
$8,040
MID ATLANTIC CAPITAL CORPORATION1+ years
Service code 33 · EIN 25-1409618
Securities brokerage; Securities brok...
$0
NATIONAL FINANCIAL SERVICES1+ years
Service code 33 · EIN 04-3523567
Securities brokerage commissions and ...
$0

Top hat statement on fileNQDC

Filed April 25, 2011 (most recent of 2 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

Open the filing PDF

Plan features & details

Pension benefit codes2F2L2M2R2T2G3F3H
Plan features
  • 2F
    ERISA section 404(c) plan
    This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
  • 2G
    Total participant-directed account plan
    Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • 2L
    Code section 403(b)(1) arrangement
    Plan uses a Code section 403(b)(1) annuity contract as a funding vehicle.
  • 2M
    Code section 403(b)(7) accounts
    Plan uses Code section 403(b)(7) custodial accounts as a funding vehicle.
  • 2R
    Participant-directed brokerage accounts
    Participant-directed brokerage accounts provided as an investment option under the plan.
  • 2T
    Default investment account
    Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
  • 3F
    Leased employees
    Plan sponsor(s) received services of leased employees as defined in Code section 414(n) during the plan year.
  • 3H
    Controlled group member
    Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped
  • OpportunityLow returns

    Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II
Admin total
$1.3M
$86 / participant
  • Contract admin$1M96.6%
  • Other / not subdivided$42K3.4%
% of EOY assets
0.059%
all-in expense ratio
Categories reported
1 / 9
subdivided buckets used

Audit opinion

Schedule H Part III
Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm
MOSS ADAMS
Auditor EIN
910189318
Audit fees
(not subdivided)
Opinion code
Disclaimer