National Financial Services
broker63 known aliases resolved via the canonical alias map
Market position · 2024
Plans served682-70 YoYRank #38 of mapped providers
Assets under administration$114.1B0.1%Market share · rank #115
Fees received$379,996Median $0/planSum across Schedule C direct + indirect
Net wins YoY-6650 won · 116 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical National Financial Services plan look like?
Service mix · median fees per plan
Count of plans where National Financial Services ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Securities brokerage; Securities brokerage commissions and feesCode 33 | 634 | $0 | |
Direct payment from the plan; Trustee (bank, trust company, or similar financial institution); Custodial (securities); Investment advisory (plan)Code 19 | 17 | $11,040 | |
Recordkeeping fees; Account maintenance fees; Finders' fees / placement feesCode 61 | 16 | $0 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.)Code 15 | 9 | $0 | |
Contract Administrator; Custodial (securities)Code 13 | 2 | $32,729 | |
Investment advisory (plan)Code 27 | 1 | $18,980 | |
Investment management fees paid directly by planCode 51 | 1 | $20,078 | |
Other commissionsCode 55 | 1 | $0 |
Competitor overlap
Percent of National Financial Services's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under National Financial Services.
| Sponsor | From | Assets |
|---|---|---|
LIFEPOINT HEALTH, INC.TN · 270500485-001 | Prudential Retirement Insurance & Annuity Co. | $2.6B |
NEBRASKA MEDICINENE · 911858433-004 | Prudential Retirement Insurance & Annuity Co. | $919M |
H. LEE MOFFITT CANCER CENTERFL · 592451713-002 | Prudential Retirement Insurance & Annuity Co. | $505M |
CWGS GROUP, LLCIL · 463759013-001 | Charles Schwab | $342M |
MANNINGTON MILLS, INC.NJ · 210506420-006 | Prudential Retirement Insurance & Annuity Co. | $211M |
ARCHBOLD MEDICAL CENTER, INC.GA · 580566121-002 | Transamerica | $206M |
CACHE CREEK CASINO RESORTCA · 930893432-001 | Fidelity Investments | $127M |
APEX COMPANIES, LLCMD · 521562320-001 | Cetera Advisor Networks LLC | $112M |
WHITE RIVER HEALTH SYSTEM, INC.AR · 710411459-001 | Edward D. Jones & Co. LP | $105M |
AHF, LLC DBA AHF PRODUCTSPA · 620435299-001 | Principal | $101M |
Plans lost in 2024
Appeared last year under National Financial Services; not this year.
| Sponsor | To | Assets |
|---|---|---|
THE NEW YORK-PRESBYTERIAN HOSPITALNY · 133957095-004 | TIAA | $4.1B |
MUFG BANK, LTDNY · 135611741-015 | Empower | $2.9B |
SAVANNAH RIVER NUCLEAR SOLUTIONS SOLUTIONS, LLCSC · 320255508-334 | QDRO CONSULTANTS COMPANY, LLC | $2.5B |
PRIME HEALTHCARE SERVICES, INC.CA · 330943449-001 | Transamerica | $1.6B |
BARRY-WEHMILLER COMPANIES, INC.MO · 430172560-002 | Anders Minkler Huber & Helm LLP | $908M |
BILLERUD AMERICAS CORPOH · 753217389-005 | Clark Schaefer Hackett & Co. | $876M |
KS MANAGEMENT SERVICES, L.L.C.MN · 760602862-002 | Baker Tilly US, LLP | $661M |
SPRINGFIELD CLINIC, LLPIL · 370701328-003 | Empower | $442M |
TRINET USA, INC.FL · 320480267-006 | T. Rowe Price | $375M |
THE INFIRMARY HEALTH SYSTEM, INC.AL · 630841123-003 | Empower | $336M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
NORTHWELL HEALTH, INC.NY · 113418133-003 | $10.9B | 65,962 | $0 | 7y | - |
WAKE FOREST UNIVERSITY BAPTIST MEDICAL CENTERNC · 510190238-002 | $3.6B | 35,237 | $0 | 10y | 1 |
WELLSTAR HEALTH SYSTEM, INC.GA · 581649541-002 | $2.8B | 48,753 | $0 | 11y | 2 |
BAPTIST HEALTH SOUTH FLORIDA, INC.FL · 650267668-002 | $2.7B | 35,472 | $0 | 10y | 1 |
THE MEDICAL COLLEGE OF WISCONSIN, INC.WI · 390806261-001 | $2.6B | 9,960 | $0 | 9y | 1 |
LIFEPOINT HEALTH, INC.TN · 270500485-001 | $2.6B | 68,144 | $0 | 1y | 1 |
JOHNS HOPKINS HEALTH SYSTEM CORPORATIONMD · 521465301-001 | $1.7B | 35,764 | $0 | 9y | 1 |
VOLVO GROUP NORTH AMERICA, LLCNC · 582431188-008 | $1.5B | 7,644 | $0 | 8y | 1 |
WAKEMEDNC · 566017737-002 | $1.4B | 15,820 | $0 | 6y | 1 |
THE NEMOURS FOUNDATIONFL · 590634433-002 | $1.3B | 16,384 | $0 | 10y | 1 |
Flag exposure
76.4%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (63)
Raw Schedule C names collapsed into National Financial Services.
- FIRST MERCENTILE TRUST COMPANY
- FIRST MERCHANTS INSURANCE SERVICES,
- FIRST MERCHANTS TRUST COMPANY, N.A.
- FIRST MERHCANTS TRUST CO
- FIRST MERHCANTS TRUST COMPANY
- FIRST MERIT
- NAATIONAL FINANCIAL SERVICES
- NATIIONAL FINANCIAL SERVICES
- NATIOANL FINANCIAL SERVICES, LLC
- NATIONA FINANCIAL SERVICES
- NATIONAL FANANCIAL SERVICES, LLC
- NATIONAL FIANCIAL SERVICES
- NATIONAL FINA
- NATIONAL FINACIAL SERVICE CORP
- NATIONAL FINACIAL SERVICE LLC
- NATIONAL FINACIAL SERVICES
- NATIONAL FINACIAL SERVICES, LLC
- NATIONAL FINANACIAL SERVICES
- NATIONAL FINANACIAL SERVICES LLC
- NATIONAL FINANCAI SERVICES LLC
- NATIONAL FINANCIA
- NATIONAL FINANCIAL
- NATIONAL FINANCIAL ERICS, LLC
- NATIONAL FINANCIAL SECURITIES
- NATIONAL FINANCIAL SEFVICES
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for National Financial Services's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 22 | 3.23% | 7.76% | -4.54 pp |
| Fidelity bond gap | 4 | 0.59% | 26.94% | -26.35 pp |
| Late contributions | 153 | 22.43% | 1.71% | +20.72 pp |
| Failed to provide benefit | 1 | 0.15% | 0.14% | 0.01 pp |
| Corrective distributions | 171 | 25.07% | 1.76% | +23.31 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with National Financial Services. Compare to the incumbent market share (1.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-1.0 pp vs incumbent
Frequent partners by role
Who else shows up on National Financial Services's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Mid-Atlantic Capital Corporation | 53 | 7.8% |
| SageView | 24 | 3.5% |
| Global Retirement Partners LLC | 17 | 2.5% |
| Mercer | 16 | 2.4% |
| Creative Planning | 15 | 2.2% |
| Gallagher Fiduciary Advisors | 14 | 2.0% |
| Goldman Sachs Asset Management | 13 | 1.9% |
| NFP | 9 | 1.3% |
| Sentinel Benefit Group, Inc. | 9 | 1.3% |
| Prudential Investment Management | 8 | 1.2% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).