Signature Estate & Investment Advisors
advisor13 known aliases resolved via the canonical alias map
Market position · 2024
Plans served43+13 YoYRank #438 of mapped providers
Assets under administration$72.3B0.1%Market share · rank #209
Fees received$1MMedian $14,260/planSum across Schedule C direct + indirect
Net wins YoY+1316 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Signature Estate & Investment Advisors plan look like?
Service mix · median fees per plan
Count of plans where Signature Estate & Investment Advisors ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (participants); Investment management; Investment management fees paid directly by plan; Investment advisory (plan)Code 26 | 24 | $12,000 | |
Other fees; Investment advisory (plan)Code 27 | 14 | $22,374 | |
Other feesCode 99 | 3 | $3,280 | |
Securities brokerage commissions and fees; Securities brokerageCode 33 | 1 | $7,773 | |
Investment management fees paid directly by planCode 51 | 1 | $9,416 |
Competitor overlap
Percent of Signature Estate & Investment Advisors's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Signature Estate & Investment Advisors.
| Sponsor | From | Assets |
|---|---|---|
THE CLEVELAND CLINIC FOUNDATIONOH · 340714585-002 | Regal Investment Advisors | $9.2B |
SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUPCA · 951750445-009 | First Republic Investment Management | $6.5B |
BARRY-WEHMILLER COMPANIES, INC.MO · 430172560-002 | Transamerica | $1.0B |
BIOMARIN PHARMACEUTICAL INC.CA · 680397820-001 | Summitry LLC | $715M |
LOEB & LOEB LLPCA · 951780806-005 | Matrix Trust | $438M |
STRADLEY, RONON, STEVENS & YOUNG, LLPPA · 231130381-001 | Wilmington Trust | $188M |
ADVANCED SYSTEMS ENGINEERING CORPORATIONVA · 541627376-002 | Kestra Investment Services | $47M |
P E SYSTEMS, INC.VA · 540891458-001 | Empower | $30M |
TRUWEST COMPANY, LLCOH · 300719069-001 | Cowen & Company LLC | $22M |
LCG, INC.MD · 521705862-001 | SEIA LLC | $21M |
Plans lost in 2024
Appeared last year under Signature Estate & Investment Advisors; not this year.
| Sponsor | To | Assets |
|---|---|---|
MAYER BROWN LLPIL · 361447220-004 | Frye & Company | $1.1B |
BRMI HOLDINGS CORPORATIONMD · 812813815-001 | OneDigital | $9M |
ADVANCED DECISION VECTORS, LLCVA · 270640774-001 | (new plan) | $2M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
SOUTHWEST AIRLINES COMPANYTX · 741563240-003 | $11.6B | 13,086 | $31,225 | 4y | 1 |
THE CLEVELAND CLINIC FOUNDATIONOH · 340714585-002 | $9.2B | 86,817 | $38,562 | 1y | 1 |
THE CHARLES SCHWAB CORPORATIONTX · 943025021-002 | $8.9B | 43,502 | $10,817 | 3y | 1 |
SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUPCA · 951750445-008 | $7.9B | 12,335 | $187,699 | 10y | 1 |
SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUPCA · 951750445-009 | $6.5B | 23,286 | $11,019 | 1y | 1 |
CACI INTERNATIONAL, INC.VA · 541345888-002 | $3.9B | 33,177 | $11,681 | 2y | - |
LATHAM & WATKINS LLPCA · 952018373-001 | $3.1B | 8,106 | $10,577 | 5y | 1 |
BVH, INC.KS · 471888435-002 | $3.0B | 10,517 | $30,600 | 1y | 1 |
PENN STATE HEALTHPA · 473769205-001 | $2.9B | 22,033 | $4,658 | 7y | 1 |
TRANSAMERICA CORPORATIONIA · 421484983-003 | $2.7B | 14,137 | $7,773 | 5y | 1 |
Flag exposure
88.4%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (13)
Raw Schedule C names collapsed into Signature Estate & Investment Advisors.
- INDEPENDENT FIN PART
- SIGNATURE ESTATE & INVES
- SIGNATURE ESTATE & INVEST ADVS LLC
- SIGNATURE ESTATE & INVESTMENT
- SIGNATURE ESTATE & INVESTMENT ADVIS
- SIGNATURE ESTATE & INVESTMENT ASSOC
- SIGNATURE ESTATE & INVESTMT ADVISOR
- SIGNATURE ESTATE AND INV
- SIGNATURE ESTATE AND INVEST ADV LLC
- SIGNATURE ESTATE AND INVESTMENT
- SIGNATURE ESTATE AND INVESTMENT ADV
- SIGNATURE ESTATE&INVESTMENT
- SIGNATURE INVESTMENT ADVISORS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Signature Estate & Investment Advisors's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 1 | 2.33% | 26.94% | -24.62 pp |
| Late contributions | 9 | 20.93% | 1.71% | +19.22 pp |
| Failed to provide benefit | 1 | 2.33% | 0.14% | +2.19 pp |
| Corrective distributions | 20 | 46.51% | 1.76% | +44.75 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Signature Estate & Investment Advisors. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Frequent partners by role
Who else shows up on Signature Estate & Investment Advisors's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Meranze Katz & Gaudioso PC | 1 | 2.3% |
| Parker Brown Macaulay & Sheerin | 1 | 2.3% |
| Sanchez & Zures LLC | 1 | 2.3% |
| Seyfarth Shaw LLP | 1 | 2.3% |
| Taft Stettinius & Hollister LLP | 1 | 2.3% |
| William Rothberg, P.C. | 1 | 2.3% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).