No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC EIN 34-1479833 NONE | Recordkeeping fees; Investment advisory (participants); Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 15 | — | $544K |
| HOYLECOHEN LLC EIN 20-4860430 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $170K |
| DEL MAR WEALTH MANAGEMENT EIN 46-4216041 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $159K |
| DOWLING & YAHNKE LLC EIN 26-0266092 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $113K |
| EP WEALTH ADVISORS LLC EIN 33-0152539 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $72K |
| BLANKINSHIP & FOSTER LLC EIN 33-0357690 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $59K |
| FISHER INVESTMENTS EIN 20-2480800 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $43K |
| WEATHERLY ASSET MANAGEMENT EIN 33-0638187 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $32K |
| CHARLES SCHWAB & CO., INC. EIN 94-1737782 NONE | Securities brokerage; Float revenue; Securities brokerage commissions and fees; Shareholder servicing fees; Other investment fees and expenses; Direct payment from the plan Service code 33 | — | $30K |
| INDEPENDENT FINANCIAL GROUP LL EIN 71-0927304 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $26K |
| SIGNATURE ESTATE & INVESTMENT EIN 95-4806910 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $23K |
| FIRST FOUNDATION ADVISORS EIN 33-0221828 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $20K |
| PURE FINANCIAL ADVISORS INC EIN 61-1526601 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $18K |
| ASPIRIANT LLC EIN 26-1518255 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $12K |
| STOLPER & COMPANY INC. EIN 95-2954186 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $12K |
| TOM JOHNSON INVESTMENT MANAGEMENT EIN 27-2998098 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $11K |
| HILLEGAS ADVISORY SERVICES INC EIN 26-3969893 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $11K |
| BUCKINGHAM STRATEGIC WEALTH LL EIN 20-8306720 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $11K |
| CARLSBAD WEALTH ADVISORY GROUP EIN 26-2136126 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $9K |
| FIRST AFFIRMATIVE FINANCIAL NE EIN 84-1500288 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $6K |
| CHARLES SCHWAB & CO. INC. AND AFFIL | Shareholder servicing fees Service code 59 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 1,044 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 187 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 8 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 1,239 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance(8 contracts, 5 carriers) | AMERICAN GENERAL LIFE INSURANCE COMPANY | 1 | $0 |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 1 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
The primary carrier changed from prior filing. The plan is already willing to move; opportunity to re-pitch on the next cycle.