No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| INVESCO EIN 98-0557567 NONE | Investment management fees paid directly by plan; Investment management; Direct payment from the plan Service code 28 | — | $3.2M |
| BRIDGEWATER ASSOCIATES, LP NONE | Investment management fees paid directly by plan; Investment management; Direct payment from the plan Service code 28 | ONE GLENDINNING PLACE WESTPORT, CT 06880 | $1.6M |
| AETOS ALTERNATIVES MANAGEMENT, LLC EIN 13-4048966 NONE | Investment management fees paid directly by plan; Investment management; Direct payment from the plan Service code 28 | — | $1.5M |
| MAGELLAN ASSET MANAGEMENT LTD NONE | Investment management; Direct payment from the plan; Investment management fees paid directly by plan Service code 28 | — | $535K |
| LONGVIEW PARTNERS LLP EIN 98-1057402 NONE | Investment management fees paid directly by plan; Direct payment from the plan; Investment management Service code 28 | — | $496K |
| MFS INSTITUTIONAL ADVISORS, INC. EIN 04-3247425 NONE | Investment management fees paid directly by plan; Direct payment from the plan; Investment management Service code 28 | — | $83K |
| SANDERS CAPITAL, LLC EIN 27-0705845 NONE | Investment management; Investment management fees paid directly by plan; Soft dollars commissions; Direct payment from the plan Service code 28 | — | $62K |
| SEYFARTH SHAW EIN 36-2152202 NONE | Legal; Direct payment from the plan Service code 29 | — | $30K |
| MORRIS DAVIS CHAN AND TAN LLP EIN 94-2214860 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $25K |
| PRICE WATERHOUSE COOPERS LLP EIN 13-4008324 NONE | Consulting (general); Direct payment from the plan; Investment management fees paid directly by plan Service code 16 | — | $20K |
| STATE STREET BANK AND TRUST CO. EIN 04-1867445 NONE | Direct payment from the plan; Trustee (directed) Service code 25 | — | $5K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 0 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 18,329 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 3,451 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 21,780 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(47 contracts, 11 carriers) | KAISER FOUNDATION HEALTH PLAN INC | 12,576 | $232.0M |
| Dental | DELTA DENTAL OF CALIFORNIA | 3,252 | $1.8M |
| Life insurance | METROPOLITAN LIFE INSURANCE COMPANY | 12,533 | $4.5M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 12,576 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Total premium grew more than 20% over prior year. Renewal pain — prime candidate for re-shopping the carriers.
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Premium per covered life exceeds 2× the peer median for this NAICS + size cohort. Either richly-funded plan or struggling with a bad rate.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.