No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| SOUTHWEST SERVICES EIN 86-0785790 NONE | Contract Administrator Service code 13 | 2300 BUENA VISTA SE ALBUQUERQUE, NM 87106 | $990K |
| LOOMIS EIN 20-3570061 NONE | Investment advisory (plan) Service code 27 | 59 SEAVIEW DRIVE MONTECITO, CA 93108 | $125K |
| MFS EIN 04-3247425 NONE | Investment advisory (plan) Service code 27 | — | $124K |
| WAM CONVERTS EIN 04-3154394 NONE | Contract Administrator Service code 13 | 20 WILLIAMS ST SUITE 310 WELLESLEY, MA 02481 | $93K |
| WALKER & VAN HEIJENOORT, P.C. EIN 85-0365189 NONE | Legal Service code 29 | — | $91K |
| WELLESLEY EIN 26-0337214 NONE | Investment advisory (plan) Service code 27 | 75 CENTRAL ST FLOOR 2 WELLESLEY, MA 02482 | $81K |
| THE SEGAL COMPANY EIN 94-1503999 NONE | Actuarial Service code 11 | — | $79K |
| BRANDES EIN 33-0704072 NONE | Investment advisory (plan) Service code 27 | 11988 EL CAMINO REAL SUITE 600 SAN DIEGO, CA 92130 | $79K |
| EATON VANCE EIN 04-3101134 NONE | Investment advisory (plan) Service code 27 | — | $64K |
| UNIPLAN EIN 27-3053886 NONE | Investment advisory (plan) Service code 27 | 2300 BUENA VISTA SE SUITE 127 ALBUQUERQUE, NM 87106 | $56K |
| KA SMID EIN 95-4575414 NONE | Contract Administrator Service code 13 | 2000 AVENUE OF THE STARS SUIDTE 1110 LOS ANGELES, CA 90067 | $21K |
| FINDELL & COMPANY, PC EIN 85-0357326 NONE | Accounting (including auditing) Service code 10 | — | $11K |
| UBS FINANCIAL SERVICES EIN 13-2638166 NONE | Investment management Service code 28 | — | $10K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 3,055 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 35 | Continuation coverage (COBRA, retiree health). |
| Total participants (= "Plan participants" tile) | 3,090 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical) | BLUECROSS BLUESHIELD OF ILLINOIS | 0 | $12.9M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 0 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Top carrier holds >85% of premium. If that carrier hits a rate increase, the entire plan moves.