No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| ONEAMERICA RETIREMENT SERVICES EIN 46-5378846 RECORDKEEPER | Participant communication; Recordkeeping fees; Account maintenance fees; Participant loan processing; Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 15 | — | $260K |
| JAMES M LUFFMAN ADVISOR | Investment management fees paid directly by plan; Investment advisory (participants) Service code 26 | 205 EAST ORANGE STREET LAKELAND, FL 33801 | $123K |
| AGW CAPITAL ADVISORS ADVISOR | Investment advisory (participants); Investment management fees paid directly by plan Service code 26 | 511 W. BAY ST., SUITE 310 TAMPA, FL 33606 | $70K |
| FRED LOPEZ/ALLEN & CO OF FLORIDA ADVISOR | Investment advisory (participants); Investment management fees paid directly by plan Service code 26 | 1401 S. FLORIDA AVE LAKELAND, FL 33803 | $38K |
| LINDSEY SHANNON ADVISOR | Investment management fees paid directly by plan; Investment advisory (participants) Service code 26 | 1015 CORPORATE SQUARE DRIVE SUITE 300 SAINT LOUIS, MO 63132 | $25K |
| WILLIAM MERRIAM ADVISOR | Investment management fees paid directly by plan; Investment advisory (participants) Service code 26 | 4800 DEER LAKE DRIVE EAST SUITE 1A JACKSONVILLE, FL 32246 | $17K |
| ISAAC HARTMANN ADVISOR | Investment management fees paid directly by plan; Investment advisory (participants) Service code 26 | 1401 S. FLORIDA AVE LAKELAND, FL 33803 | $15K |
| JEFFREY LARSON ADVISOR | Investment management fees paid directly by plan; Investment advisory (participants) Service code 26 | 3636 SOUTH GEYER SUITE 100 ST LOUIS, MO 63127 | $6K |
| BRIAN HANSEN ADVISOR | Investment advisory (participants); Investment management fees paid directly by plan Service code 26 | 994 MOYLE DRIVE ALPINE, UT 84004 | $5K |
| TD AMERITRADE EIN 82-0543156 ADVISOR | Investment management fees paid directly by plan; Investment advisory (participants) Service code 26 | — | $3K |
| MATRIX TRUST COMPANY EIN 75-3182674 TRUSTEE | Direct payment from the plan; Trustee (directed); Other services; Custodial (other than securities); Float revenue; Trustee (bank, trust company, or similar financial institution); Custodial (securities) Service code 18 | — | $0 |
| MSCS FINANCIAL SERVICES | Direct payment from the plan; Sub-transfer agency fees; Shareholder servicing fees; Soft dollars commissions; Finders' fees / placement fees; Distribution (12b-1) fees Service code 50 | — | $0 |
| TD AMERITRADE, INC. | Sub-transfer agency fees; Shareholder servicing fees; Soft dollars commissions; Distribution (12b-1) fees Service code 59 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 2,178 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 10 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 676 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 2 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 2,866 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance | LINCOLN BENEFIT LIFE | 1 | $0 |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 1 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
No prospect flags tripped on this filing.