No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| SHEET METAL NATIONAL PENSION FUND EIN 52-6112463 RELATED BENEFIT FUND | Recordkeeping and information management (computing, tabulating, data processing, etc.); Contract Administrator Service code 13 | — | $627K |
| MORGAN STANLEY SMITH BARNEY LLC EIN 11-3658445 NONE | Securities brokerage commissions and fees; Other investment fees and expenses; Investment advisory (plan); Direct payment from the plan; Securities brokerage Service code 27 | — | $396K |
| THE SEGAL COMPANY, INC. EIN 13-1835864 NONE | Contract Administrator; Actuarial Service code 11 | — | $321K |
| TCW ASSET MGMT COMPANY, LLC EIN 95-3703295 NONE | Securities brokerage commissions and fees; Investment management fees paid directly by plan; Investment management; Soft dollars commissions Service code 28 | — | $272K |
| KENNETH COLOMBO EIN 52-1036457 EMPLOYEE | Plan Administrator; Employee (plan) Service code 14 | — | $243K |
| ARISTOTLE CAPITAL MANAGEMENT, LLC EIN 95-4833644 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $222K |
| MAXIMUM TECHNOLOGIES, INC. EIN 52-2254109 NONE | Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 15 | — | $198K |
| NICHOLAS DEVORE EIN 52-1036457 EMPLOYEE | Employee (plan) Service code 30 | — | $189K |
| KATHLEEN HICKEY EIN 52-1036457 EMPLOYEE/CONSULTANT | Consulting (general); Employee (plan) Service code 16 | — | $173K |
| ZIEGLER CAPITAL MANAGEMENT, LLC EIN 85-0597999 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $159K |
| LOOMIS SAYLES TRUST COMPANY EIN 04-3200030 NONE | Soft dollars commissions; Investment management; Investment management fees paid directly by plan Service code 28 | — | $147K |
| DARRYL LEWIS EIN 52-1036457 EMPLOYEE | Employee (plan) Service code 30 | — | $139K |
| LEGACY PROFESSIONALS, LLP EIN 32-0043599 NONE | Accounting (including auditing) Service code 10 | — | $127K |
| PACIFIC INCOME ADVISERS, INC. EIN 95-4067974 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $122K |
| TRUIST BANK EIN 56-1074313 NONE | Custodial (securities); Other investment fees and expenses; Other services; Investment management fees paid directly by plan Service code 19 | — | $122K |
| CHARTWELL INVESTMENT PARTNERS LLC EIN 36-4776242 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $121K |
| ILDIKO ST. PIERRE EIN 52-1036457 EMPLOYEE | Employee (plan) Service code 30 | — | $120K |
| VONDA OLIVER EIN 52-1036457 EMPLOYEE | Employee (plan) Service code 30 | — | $117K |
| COLE MULLIGAN EIN 52-1036457 EMPLOYEE | Employee (plan) Service code 30 | — | $116K |
| RICE HALL JAMES & ASSOCIATES LLC EIN 43-1995258 NONE | Investment management fees paid directly by plan Service code 51 | — | $115K |
| EARNEST PARTNERS, LLC EIN 58-2386669 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $114K |
| CHRISTINA ELLIOTT EIN 52-1036457 EMPLOYEE | Employee (plan) Service code 30 | — | $106K |
| FOUNDRY PARTNERS LLC EIN 46-1184506 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $105K |
| JAE SIM EIN 52-1036457 EMPLOYEE | Employee (plan) Service code 30 | — | $104K |
| SCHUCHAT, COOK & WERNER EIN 43-0763010 NONE | Legal; Other services Service code 29 | — | $94K |
| HARDING LOEVNER LP EIN 27-0684167 NONE | Soft dollars commissions; Securities brokerage commissions and fees; Investment management fees paid directly by plan; Investment management Service code 28 | — | $92K |
| DANIELA GUILLEN EIN 52-1036457 EMPLOYEE | Employee (plan) Service code 30 | — | $90K |
| PHILLIP CAVE EIN 52-1036457 EMPLOYEE | Employee (plan) Service code 30 | — | $90K |
| FIERA CAPITAL, INC. EIN 13-2726734 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $88K |
| DELAWARE CAPITAL MANAGEMENT EIN 23-2693133 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $86K |
| DAVID KUMAH EIN 52-1036457 EMPLOYEE | Employee (plan) Service code 30 | — | $82K |
| WEX HEALTH, INC. EIN 06-1593514 NONE | Claims processing; Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 12 | — | $66K |
| CLEAR MEASURE, INC. EIN 46-1562794 NONE | Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 15 | — | $62K |
| ALEXANDER DONOVAN EIN 52-1036457 EMPLOYEE | Employee (plan) Service code 30 | — | $56K |
| BLACKROCK INVESTMENT MGMT. LLC EIN 20-5319476 NONE | Investment management; Investment management fees paid directly by plan; Investment management fees paid indirectly by plan Service code 28 | — | $53K |
| ALYZA JANE PACHECO EIN 52-1036457 EMPLOYEE | Employee (plan) Service code 30 | — | $48K |
| BANK OF NEW YORK MELLON EIN 25-6078093 NONE | Investment management fees paid indirectly by plan; Investment management; Investment management fees paid directly by plan Service code 28 | — | $40K |
| KELLY PRESS, INC. EIN 52-0975591 NONE | Other services Service code 49 | — | $30K |
| LEGAL & GENERAL INV. MGMT. AMERICA EIN 20-8058531 NONE | Investment management fees paid indirectly by plan; Investment management; Investment management fees paid directly by plan Service code 28 | — | $24K |
| CAPFINANCIAL PARTNERS, LLC EIN 26-0058143 NONE | Investment advisory (plan) Service code 27 | — | $22K |
| ABEL NOSER LLC EIN 81-2351666 NONE | Investment advisory (plan) Service code 27 | — | $7K |
| SEGAL SELECT INS. SERVICES, INC. EIN 46-0619194 NONE | Insurance brokerage commissions and fees; Insurance agents and brokers Service code 22 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 23,840 | Currently employed and enrolled or eligible. |
| Total participants (= "Plan participants" tile) | 23,840 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.