No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| JOINT INDUSTRY BOARD EIN 13-0891035 NONE | Direct payment from the plan; Other services; Plan Administrator Service code 14 | — | $6.2M |
| MAGNACARE EIN 11-3410766 NONE | Claims processing; Direct payment from the plan Service code 12 | — | $3.2M |
| MILLIMAN INC EIN 91-0675641 NONE | Direct payment from the plan; Actuarial Service code 11 | — | $461K |
| WEISS WEXLER & WORNOW EIN 13-3138347 NONE | Legal; Direct payment from the plan; Contract Administrator Service code 13 | — | $233K |
| INSIGHT EIN 13-3750425 NONE | Direct payment from the plan; Investment management Service code 28 | — | $112K |
| CUTWATER ASSET MANAGEMENT CORP. EIN 13-3594521 NONE | Direct payment from the plan; Investment management Service code 28 | — | $101K |
| STEVEN FARAGO NONE | Direct payment from the plan; Consulting (general) Service code 16 | 158-11 HARRY VAN ARSDALE AVE FLUSHING, NY 11365 | $98K |
| CLICK SAFETY.COM, INC. EIN 94-3336523 NONE | Direct payment from the plan; Other services Service code 49 | — | $80K |
| CCOLUMBIA MANAGEMENT INVESTMENT ADV EIN 41-1533211 NONE | Direct payment from the plan; Investment management; Soft dollars commissions Service code 28 | — | $72K |
| JONES JONES LLC EIN 45-3071674 NONE | Legal; Direct payment from the plan Service code 29 | — | $60K |
| JUDITH MITCHELL NONE | Legal; Direct payment from the plan Service code 29 | 43 LINCOLN STREET SAG HARBOR, NY 11963 | $60K |
| JW SOFTWARE, INC. EIN 13-3747498 NONE | Direct payment from the plan; Other services Service code 49 | — | $54K |
| WHITE & MCSPEDON, P.C. EIN 13-3747498 NONE | Legal; Direct payment from the plan Service code 29 | — | $49K |
| DEUTSCHE BANK EIN 13-6065488 NONE | Custodial (other than securities); Direct payment from the plan Service code 18 | — | $46K |
| DICKSTEIN SHAPIRO LLP EIN 53-0246695 NONE | Legal; Direct payment from the plan Service code 29 | — | $45K |
| ALLIANT INSURANCE SERVICES INC. EIN 33-0785439 NONE | Direct payment from the plan; Insurance services Service code 23 | — | $41K |
| LOUIS R JEROME NONE | Legal; Direct payment from the plan Service code 29 | 45 FOOTE AVENUE STATEN ISLAND, NY 10301 | $28K |
| RSM LLP EIN 42-0714325 NONE | Accounting (including auditing); Direct payment from the plan Service code 10 | — | $17K |
| THE LAW OFFICES OF JEFFREY SCHULMAN EIN 47-3104872 NONE | Legal; Direct payment from the plan Service code 29 | — | $13K |
| ELECTRICAL TRAINING ALLIANCE EIN 53-0212938 NONE | Other services; Direct payment from the plan Service code 49 | — | $12K |
| FORD CREDIT EIN 38-0549190 NONE | Other services; Direct payment from the plan Service code 49 | — | $8K |
| BAGELS PLUS EIN 11-2665580 NONE | Other services; Direct payment from the plan Service code 49 | — | $8K |
| MARCO CONSULTING GROUP EIN 36-3555078 NONE | Investment management; Direct payment from the plan Service code 28 | — | $7K |
| COLUMBIA MANAGEMENT INVESTMENT ADV | Direct payment from the plan; Soft dollars commissions; Investment management Service code 28 | — | $6K |
| STATE STREET BANK & TRUST CO. EIN 04-1867445 NONE | Direct payment from the plan; Investment management Service code 28 | — | $3K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 15,162 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 0 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 15,162 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Stop-loss / reinsurancereinsurance | SAFETY NATIONAL CASUALTY CORPORATION | 15,162 | $1.2M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 15,162 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Top carrier holds >85% of premium. If that carrier hits a rate increase, the entire plan moves.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.
Schedule A presence shifted between filings (insured ↔ self-funded, or new contracts added/removed). Capture the transition window.