No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| BENESYS, INC. EIN 38-2383171 NONE KNOWN | Recordkeeping fees; Other fees; Direct payment from the plan; Copying and duplicating; Contract Administrator; Plan Administrator; Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 13 | — | $465K |
| BAIRD ADVISORS EIN 39-6037917 NONE KNOWN | Investment management; Direct payment from the plan; Investment management fees paid directly by plan Service code 28 | — | $224K |
| AETNA LIFE INSURANCE COMPNAY EIN 06-6033492 NONE KNOWN | Contract Administrator; Direct payment from the plan Service code 13 | — | $216K |
| LOOMIS, SAYLES & COMPANY, L.P EIN 04-3200030 NONE KNOWN | Investment management fees paid directly by plan; Investment management; Direct payment from the plan Service code 28 | — | $174K |
| MORGAN STANLEY SMITH BARNEY LLC EIN 26-4310632 NONE KNOWN | Other investment fees and expenses; Investment advisory (plan); Other fees; Direct payment from the plan; Other services Service code 27 | — | $165K |
| BRANDYWINE GLOBAL INV MGMT LLC NONE KNOWN | Direct payment from the plan; Investment management; Investment management fees paid directly by plan Service code 28 | 155 MONTGOMERY ST. SUITE 611 SAN FRANCISCO, CA 94104 | $139K |
| SAGE ADVISORY SERVICES, LTD. CO. EIN 74-2798841 NONE KNOWN | Direct payment from the plan; Investment management fees paid directly by plan; Investment management Service code 28 | — | $111K |
| REINHART PARTNERS, INC. EIN 39-1711628 NONE KNOWN | Investment management; Direct payment from the plan; Investment management fees paid directly by plan Service code 28 | — | $103K |
| NORTHPOINTE CAPITAL, LLC EIN 23-3025935 NONE KNOWN | Investment management; Securities brokerage; Direct payment from the plan; Investment management fees paid indirectly by plan; Securities brokerage commissions and fees Service code 28 | — | $81K |
| MILLIMAN, INC. EIN 91-0675641 NONE KNOWN | Direct payment from the plan; Actuarial; Consulting (general) Service code 11 | — | $76K |
| LAZARD ASSET MANAGEMENT, LLC EIN 05-0530199 NONE KNOWN | Investment management fees paid directly by plan; Soft dollars commissions; Investment management fees paid indirectly by plan; Direct payment from the plan; Investment management Service code 28 | — | $68K |
| PLANTE & MORAN, PLLC EIN 38-1357951 NONE KNOWN | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $52K |
| COMERICA BANK EIN 42-1741646 INSTITUTIONAL TRUSTEE | Custodial (other than securities); Other investment fees and expenses; Trustee (bank, trust company, or similar financial institution); Direct payment from the plan; Other services; Float revenue; Custodial (securities); Shareholder servicing fees Service code 18 | — | $45K |
| GARY PETRONI TRUSTEE | Direct payment from the plan; Trustee (individual) Service code 20 | 700 TOWER DRIVE SUITE 300 TROY, MI 48089 | $34K |
| SACHS WALDMAN, P.C. EIN 38-1905521 NONE KNOWN | Legal; Direct payment from the plan Service code 29 | — | $29K |
| JACK MARTIN TRUSTEE | Direct payment from the plan; Trustee (individual) Service code 20 | 700 TOWER DRIVE SUITE 300 TROY, MI 48098 | $27K |
| SNG CONSULTING TRUSTEE | Trustee (individual); Direct payment from the plan Service code 20 | 700 TOWER DRIVE SUITE 300 TROY, MI 48098 | $27K |
| PARKER BUSINESS SOLUTIONS EIN 26-3304155 TRUSTEE | Direct payment from the plan; Trustee (individual) Service code 20 | — | $25K |
| COWEN AND COMPANY, LLC NONE KNOWN | Securities brokerage commissions and fees; Direct payment from the plan Service code 50 | 599 LEXINGTON AVENUE 20TH FLOOR NEW YORK, NY 10022 | $16K |
| AMERICAN GRAPHICS PRINTING NONE KNOWN | Copying and duplicating; Direct payment from the plan Service code 36 | 34895 GROESBECK HWY CLINTON TOWNSHIP, MI 48035 | $14K |
| THE CITATION GROUP NONE KNOWN | Direct payment from the plan; Securities brokerage commissions and fees Service code 50 | 601 LEXINGTON AVENUE NEW YORK, NY 10022 | $13K |
| CONVERGEX LLC NONE KNOWN | Direct payment from the plan; Securities brokerage commissions and fees Service code 50 | 1633 BROADWAY 48TH FLOOR NEW YORK, NY 10019 | $7K |
| SEGAL SELECT INSURANCE SERVICES EIN 46-0619194 NONE KNOWN | Insurance brokerage commissions and fees Service code 53 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 0 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 3,033 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 0 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 3,033 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical) | AETNA LIFE INSURANCE CO. | 5,884 | $16.7M |
| Prescription drug | AETNA LIFE INSURANCE CO. | 5,884 | $16.7M |
| Other | AETNA LIFE INSURANCE CO. | 5,884 | $16.7M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 5,884 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Top carrier holds >85% of premium. If that carrier hits a rate increase, the entire plan moves.
Premium per covered life exceeds 2× the peer median for this NAICS + size cohort. Either richly-funded plan or struggling with a bad rate.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.