| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| TRIAD FINANCIAL INSURANCE MARK Filed as: TRIAD FINANCIAL INSURANCE MARKING | 18757 BURBANK BLVD STE 303 TARZANA, CA 91356 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $7K | — | $7K | 8.54% |
| TRIAD FINANCIAL INSURANCE MARK Filed as: TRIAD FINANCIAL INSURANCE MARKING | 18757 BURBANK BLVD STE 303 TARZANA, CA 91356 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $4K | — | $4K | 16.63% |
| TRIAD FINANCIAL INSURANCE MARK Filed as: TRIAD FINANCIAL INSURANCE MARKING | 18757 BURBANK BLVD STE 303 TARZANA, CA 91356 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $2K | — | $2K | 13.67% |
| TRIAD FINANCIAL INSURANCE MARK Filed as: TRIAD FINANCIAL INSURANCE MARKING | 18757 BURBANK BLVD STE 303 TARZANA, CA 91356 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $3K | — | $3K | 16.83% |
| TRIAD FINANCIAL INSURANCE MARK Filed as: TRIAD FINANCIAL INSURANCE MARKING | 18757 BURBANK BLVD STE 303 TARZANA, CA 91356 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $1K | — | $1K | 13.78% |
| TRIAD FINANCIAL INSURANCE MARK Filed as: TRIAD FINANCIAL INSURANCE MARKING | 18757 BURBANK BLVD STE 303 TARZANA, CA 91356 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $29 | — | $29 | 6.28% |
No Schedule C service providers reported on this filing.
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 161 | Currently employed and enrolled or eligible. |
| Total participants (= "Plan participants" tile) | 161 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance(2 contracts) | UNUM LIFE INSURANCE COMPANY OF AMERICA | 161 | $99K |
| Short-term disability(3 contracts, 2 carriers) | UNUM LIFE INSURANCE COMPANY OF AMERICA | 161 | $84K |
| Long-term disability(2 contracts) | UNUM LIFE INSURANCE COMPANY OF AMERICA | 161 | $92K |
| Other(4 contracts) | UNUM LIFE INSURANCE COMPANY OF AMERICA | 161 | $138K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 161 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker compensation exceeds 5% of premium. Either a small-plan minimum-fee dynamic or an inefficient broker structure ripe for a counter-bid.
Schedule A presence shifted between filings (insured ↔ self-funded, or new contracts added/removed). Capture the transition window.