| Provider | Service type | Compensation |
|---|---|---|
Filed as: SSI INVESTMENT MANAGEMENT-INSTINET Service code 28 · EIN 13-2625132 309 WEST 49TH ST - 6TH FLOOR · NEW YORK, NY 10019 | Investment Management | $500,028 |
INDEPENDENT FINANCIAL PARTNERS6+ years Filed as: SIERRA INV PARTNERS, INC Service code 28 · EIN 68-0370668 101 YGNACIO VALLEY ROAD, SUITE 300 · WALNUT CREEK, CA 94596 | Investment Management | $428,429 |
Filed as: BLACKSAND CAP MANAGEMENT II, LLC Service code 28 · EIN 34-4813013 2270 KALAKAUA AVE SUITE 1788 · HONOLULU, HI 96815 | Investment Management | $413,955 |
HAWAII ELECTRICIANS ADMIN OFFICE6+ years Service code 13 · EIN 99-0109237 1935 HAU STREET, ROOM 300 · HONOLULU, HI 96819 | Contract Administrator | $375,454 |
CENTRAL PACIFIC BANK4 years Service code 18 · EIN 99-0309010 P.O. BOX 1400 · HONOLULU, HI 96807 | Custodial (other than securities); Cu... | $179,034 |
WHITESTAR ADVISORS, LLC3 years Service code 28 · EIN 03-0496641 902 CLINT MOORE ROAD, SUITE 104 · BOCA RATON, FL 33487 | Investment Management | $160,069 |
FIRST HAWAIIAN BANK6+ years Service code 18 · EIN 99-0034327 P.O. BOX 3708 · HONOLULU, HI 96811 | Investment management; Custodial (sec... | $142,868 |
Filed as: RAYMOND JAMES & ASSOCIATES Service code 27 · EIN 59-1237041 880 CARILLON PARKWAY · ST PETERSBURG, FL 33716 | Advisory (Plan) | $126,985 |
Filed as: FOCUS INVESTMENT ADVISORS, INC. Service code 28 · EIN 81-1193503 511 SAXONY PLACE, SUITE 102 · ENCINITAS, CA 92024 | Investment Management | $124,805 |
Filed as: THREE PEAKS CAPITAL MANAGEMENT, LLC Service code 28 · EIN 56-2355177 3750 DACORO LANE, SUITE 100 · CASTLE ROCK, CO 80109 | Investment Management | $103,754 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 2 Lease in default | OUT OF THE BLUE LLC | NONE | — | — |
| Part 2 Lease in default | THE CHOCOLATE ZONE | NONE | — | — |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,203 | $88,770+16.3% | $109,191-5.5% | $93,010+11.0% |
| Participation rate | 100.0% | 81.5%+18.5pp | 75.9%+24.1pp | 73.9%+26.1pp |
| Annual return | 17.94% | 60.64%-42.7pp | 25.76%-7.8pp | 158.70%-140.8pp |
| Employer contribution / active EE | $6,229 | $3,780+64.8% | $3,723+67.3% | $2,705+130.3% |
| Participant deferral / active EE | $0 | $3,630-100.0% | $4,653-100.0% | $4,561-100.0% |
| Admin fee / account holder | $698 | $172+304.9% | $6,756-89.7% | $152+360.1% |