Filed February 15, 2023 (most recent of 5 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES INC. IS BILL Service code 27 · EIN 13-2638166 | Advisory (Plan) | $49,561 |
Service code 13 · EIN 06-1050034 | Contract Administrator | $5,616 |
Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 15 | Recordkeeping | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $91,950 | $81,537+12.8% | $149,718-38.6% | $69,631+32.1% |
| Participation rate | 100.0% | 86.1%+13.9pp | 87.1%+12.9pp | 70.7%+29.3pp |
| Annual return | 17.23% | 22.79%-5.6pp | 1501.63%-1484.4pp | 27571.02%-27553.8pp |
| Employer contribution / active EE | $5,374 | $3,239+65.9% | $5,445-1.3% | $2,032+164.4% |
| Participant deferral / active EE | $5,693 | $4,994+14.0% | $6,569-13.3% | $3,224+76.6% |
| Admin fee / account holder | $16 | $107-85.0% | $11,283-99.9% | $110-85.5% |