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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5 years Service code 27 PO BOX 198928 · NASHVILLE, TN 37238 | Advisory (Plan) | $37,450 |
Filed as: EMPOWER ANNUITY INS CO OF AMERICA Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $10,063 |
C-BEN GROUP2 years Service code 13 1408 SIXTH AVE · BELMOT, CA 94002 | Contract Administrator | $7,491 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $6,130 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,247 | $77,472-2.9% | $100,392-25.0% | $80,935-7.0% |
| Participation rate | 85.6% | 76.9%+8.6pp | 81.5%+4.1pp | 67.7%+17.9pp |
| Annual return | 22.21% | 37.26%-15.1pp | 49.45%-27.2pp | 35.66%-13.5pp |
| Employer contribution / active EE | $4,620 | $2,800+65.0% | $3,941+17.2% | $2,757+67.6% |
| Participant deferral / active EE | $16,432 | $6,818+141.0% | $8,090+103.1% | $4,299+282.2% |
| Admin fee / account holder | $284 | $5,885-95.2% | $7,904-96.4% | $6,924-95.9% |