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| Provider | Service type | Compensation |
|---|---|---|
Service code 33 · EIN 04-1590850 | Recordkeeping fees; Other investment ... | $124,920 |
Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 27 · EIN 20-8874282 | Advisory (Plan) | $35,000 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $2,988 |
AMERICAN REALTY ADVISORS1 year Filed as: AMERICAN BEACON Service code 52 · EIN 75-2401150 | Indirect Investment Fees | $0 |
AMERICAN FUNDS1 year Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
BLACKROCK1 year Service code 52 · EIN 13-2949519 | Indirect Investment Fees | $0 |
Service code 52 · EIN 22-2370029 | Indirect Investment Fees | $0 |
HARBOR1 year Service code 52 · EIN 34-1953393 | Indirect Investment Fees | $0 |
INVESCO1 year Service code 52 · EIN 84-0933032 | Indirect Investment Fees | $0 |
Filed as: JOHN HANCOCK Service code 52 · EIN 04-3279774 | Indirect Investment Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,925 | $44,059+17.9% | $71,671-27.6% | $69,631-25.4% |
| Participation rate | 80.7% | 60.8%+19.9pp | 68.7%+12.0pp | 70.7%+10.0pp |
| Annual return | 18.86% | 21.97%-3.1pp | 20.65%-1.8pp | 27571.02%-27552.2pp |
| Employer contribution / active EE | $1,904 | $1,305+45.9% | $2,460-22.6% | $2,032-6.3% |
| Participant deferral / active EE | $2,466 | $2,370+4.1% | $3,438-28.3% | $3,224-23.5% |
| Admin fee / account holder | $168 | $108+55.8% | $5,558-97.0% | $110+51.9% |