Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $13,229 |
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $2,100 |
ADP BROKER-DEALER2+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,471 | $50,898-50.0% | $171,082-85.1% | $55,167-53.8% |
| Participation rate | 54.0% | 63.3%-9.3pp | 76.7%-22.7pp | 69.0%-15.0pp |
| Annual return | 9.05% | 15.34%-6.3pp | 32.56%-23.5pp | 169.23%-160.2pp |
| Employer contribution / active EE | $1,230 | $1,433-14.2% | $4,002-69.3% | $1,963-37.3% |
| Participant deferral / active EE | $2,233 | $2,994-25.4% | $4,797-53.5% | $3,054-26.9% |
| Admin fee / account holder | $126 | $500-74.8% | $8,520-98.5% | $504-75.1% |