Filed November 15, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $92,375 |
SAGEPOINT FINANCIAL INC1 year Filed as: SAGEPOINT FINANCIAL, INC. Service code 55 | Other Commissions | $29,642 |
MMA SECURITIES LLC1 year Service code 27 P.O. BOX 9497 · NEW YORK, NY 10087 | Advisory (Plan) | $22,642 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $5,881 |
SAGEPOINT FINANCIAL INC3 years Service code 55 20 EAST THOMAS RD., SUITE 2000 · PHOENIX, AZ 85012 | Other Commissions | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,883 | $62,267+4.2% | $110,238-41.1% | $55,725+16.4% |
| Participation rate | 71.0% | 78.1%-7.2pp | 79.8%-8.9pp | 70.9%+0.1pp |
| Annual return | -2.48% | -1.07%-1.4pp | 314.74%-317.2pp | 244.93%-247.4pp |
| Employer contribution / active EE | $0 | $1,941-100.0% | $3,826-100.0% | $2,078-100.0% |
| Participant deferral / active EE | $8,641 | $3,516+145.8% | $4,672+85.0% | $3,356+157.5% |
| Admin fee / account holder | $221 | $121+82.8% | $8,547-97.4% | $115+91.9% |